NOTICE TO EXPLAIN, or show cause letter, is a document from the employer to the employee, requiring a written explanation brought about by an incident report. It is a legal requirement, the first of the two-notice rule. It provides the employee with the opportunity to explain, often called as “Due Process”. Thus, prior to writing the said notice, you should have in hand (a) an incident report (or reports) and (b) all the possible evidences.
Please read the following for better appreciation of the topic - How to write a notice of decision memo - Preventive suspension, how to - How to conduct an administrative investigation - How to write a notice of administrative meeting - Due Process and Employee Relations - Due Process and Employee Resignation - Termination: Just Causes (1) - Termination: Just Causes (2) - Termination: Authorized Causes - Termination: Health Reasons
Other than your company rules and regulations, it is also best to familiarize yourself with Article 282 of the Labor Code which outlines violations. These are :
- Serious misconduct or willful disobedience by the employee of the lawful orders of his employer or representative in connection with his work;
- Gross and habitual neglect by the employee of his duties;
- Fraud or willful breach by the employee of the trust reposed in him by his employer or duly authorized representative;
- Commission of a crime or offense by the employee against the person of his employer or any immediate member of his family or his duly authorized representatives; and
- Other causes analogous to the foregoing.
Below is a sample template of Notice to Explain
TO : the name of the employee who needs to write the explanation.
DATE : the date you made the notice.
FROM :Â the name of the department head
RE : NOTICE TO EXPLAIN
========================================================================
Please be advised that we have received an incident report. It is alleged that on (write the date and time of the incident) at (write the location of the incident) you were (describe briefly what was being done or not being done but should be).
This is a violation of (read the Company Handbook or Code of Discipline and specify the rule number and the violation). Based on our rules and regulations, the First Offense (or Second or Third or so on and so forth) may be given a disciplinary action of (write the specific sanction).
Submit your written explanation within (for sanctions of Warning, write “forty eight (48) hours”; for sanctions of Suspension or Dismissal, write “one hundred twenty (120) hours”). This will give you an opportunity to explain to defend yourself and provides you due process. Failure to submit within the deadline means you have waived your right to be heard and management may make a decision.
Please be guided accordingly.
Managers Name | Position Title | Signature
Noted by:Â HR Manager
CC : 201 File (If there is a Union and the employee is a Union Member, add the “Union” to the CC).
ATT : and specify the attached evidences (example : “Photos of____”, “Photocopy of Delivery Receipt No. ______”, or “Incident Report of ________”, etc.). Attach the attachments.
IF in your company, HR is the one releasing this memo, then modify the template to include the following:
THRU: the Deparment Head (just below the TO section)
FROM: Â the HR Manager
SIGNED BY: HR Manager (instead of the manager of the employee)
NOTED BY: Department Manager (instead of the HR Manager)
Once the notice to explain memo was signed by management signatories, then have the employee receive the document by writing his/her name, date of receipt and signature. (Option : Have employee write the time or receipt). Leave one copy with attachments to the employee. Retain a copy with the employee’s receiving. Make a copy for the 201 file. (And if there is a Union, give a copy to the Union and have a Union Officer receive).
For sanctions of Suspension or Dismissal, there will be an administrative meeting and a separate notice of meeting will be sent out. In some instances, the admin meeting is already stated on the notice to explain memo. Either way, it should be made clear that said meeting is (1) another opportunity to explain employees side, specially if employee did not submit his written explanation, (2) failure to attend said meeting can be interpreted as waiver of right to be heard, and (3) employee can bring a representative of his/her choice.
What to do in case employee refuses to receive the notice to explain memo?
Have employee’s superior (and if there is a Union, a Union Officer) write and sign “Employee refuses to receive” (then write their name, date and signature).
Have you prepared a notice to explain memo before? Care to give additional pointers?
BONG is a Freelance consultant in Human Resource Management as well as other Management disciplines such as Operations, Finance, Marketing. Former Member of the Philippine Society for Training and Development. Former Vice-President of People Management Association of the Philippines (PMAP) Calabarzon Chapter. Former Auditor of the Association of Human Resource Managers (AHRM) in the Hotel and Restaurant industry.
Hi, I was dismissed in our company due to not reaching my quota. I worked in the company for 5 years. They issued my first memo for let’s say year 2018 , and I forgot to make an NTE letter. So they suspend me for days as per indicated on the company policy. Then they issued me again a memo for the second time on year 2019. I submitted an explanation and I didn’t get suspended. So I take it that my explanation was accepted. Come 2021 they issued again a memo for the 3rd time, and it was already… Read more »
Good morning Dez. Did they give you a Notice To Explain (NTE) for the 3rd incident in 2021? If not, they cannot dismiss you outright. I suggest you discuss this matter with the HR Manager with your company if you’re still connected. But if you are no longer connected, you may have to file a complaint with DOLE.
Yung second memo po ba was counted? Wala naman po sila any reprimand na binigay sakin. So I consider na I was cleared on that memo.
Hi Dez kung ang ibig sabihin mo ay yung second memo and walang reprimand before may possibility kasi na iba yung case noon and iba yung case ngayon. Meaning kahit walang reprimand noon, baka ngayon meron. And actually meron nga because you were dismissed. It is legal? Possibly depende sa rules nyo and what actually happened. But first you need to clarify kung nakareceive ka uli ng NTE para dun sa 3rd memo sa iyo issued this year?